Event Details
He’s a Fiduciary, She’s a Fiduciary, Would You Like to be a Fiduciary, too???
| Date: | March 21, 2019, 7:30am – 9:00am |
| Organizer: | |
| Location: | Holiday Inn Christiansburg 99 Bradley Drive Christiansburg, VA 24073 |
| Price: | Premium Members - Free, Basic Members - $20, Guests - $20 |
| Event Type: | Meeting |
| iCal link | Add to Calendar |
Speakers: James Holland, Partner and Director of Business Development with MIRA, and Andy Ingram, Accredited Investment Fiduciary
Pre-approved for 1.0 General recertification credit!
RSVP: https://nrv.shrm.org/forms/rsvp-march-2019-meeting-0
Session Content:
The DOL Fiduciary Rule is Dead. However, ERISA is alive and well, as is Litigation when it comes to Qualified Retirement Plans. The law is very complex; there are a lot of moving parts, and usually just as many people “working” on the plan. This program is designed to put this complex law, and its even more complex terminologies and roles and responsibilities, into an easy-to-understand format. Additionally, this program will help HR professionals gain a better understanding of the true roles of the professionals they reach out to for help in running the plan. We will cover outsourcing options and how to implement and maintain a truly ERISA, DOL & IRS compliant plan whil also offering suggestions on how to design the plan to ensure participants have the best path to reaching their retirement goals.
About the Speakers:
James is a Partner at Millennium Investment & Retirement Advisors, a Registered Investment Advisor firm which is overseen by both the Securities and Exchange Commission (SEC) and the Internal Revenue Service (IRS). MIRA’s focus is in the qualified plan space, working with Employers, DOL, IRS and ERISA Litigators and Defense firms to help enhance retirement plans for employers of all sizes.
James has over 25 years of experience in the Benefits and Retirement plan space. He is the Director of Business Development and helps to run programs MIRA has specifically designed for. Broker Dealers, ERISA Audit firms and SHRM chapters all over the country. James is also one of the inventors of a pantented program called the PlanGrader, which is a program designed to evaluate any retirement plan to make sure it is compliant with DOL & IRS regulations as well as the 2015 landmark SCOTUS ruling.
James is a graduate of Ohio Wesleyan University, where he received a B.S. in Economics Management. He has spoken at ASPPA, NAPA, Vista, PDA and SHRM chapter and State Conferences in NC, SC, OH, NY, PA, VA, MD, Washington D.C. and Florida.
J. Andy Ingram is an Accredited Investment Fiduciary and Investment Advisor for Capital Investment Advisory Services, a Registered Investment Advisory that specializes in Global Portfolio Managmenet and Risk Aanlaysis. Under Capital Investment Advisory Services, he serves as a 401(k) Consultant & Educator, where he focuses on helping businesses implement 401(k) Industry Best Practices, working within the structure of the 401(k) plan to provide not only ongoing plan advice and regular, systematic overview of all aspects of the plan structure from head-to-toe, but also offering individualized advice and assistance to 401(k) plan participants. IOn addition, through Capital Investment Advisory Services, his team also offers 3(38) Fiduciary Guidance to plans, which is one of the highlest level of retirement plan oversight available. Further, he has a team in place that is the forefront of ERISA, DOL/IRS Compliance. They have the blueprint to guide and reform your plan to be ready for that eventual audit. Their process enlightens, educates and reforms your plan to the Industry Best Practices in order to reduce the burdens on Business Owners and HR professionals.
